-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lx9SA8NYk0dGn+xlpiaGWeF70BbYOX6XwAEocVtR4lyaLQnZDhTv0oLbHyIh4Q9G e9sWUxyNpZS51qya0kTsSw== 0000927016-03-000643.txt : 20030213 0000927016-03-000643.hdr.sgml : 20030213 20030213111531 ACCESSION NUMBER: 0000927016-03-000643 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030213 GROUP MEMBERS: DANIEL M. MCGURL GROUP MEMBERS: MCGURL FAMILY LIMITED PARTNERSHIP GROUP MEMBERS: MCGURL MANAGEMENT, INC. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCGURL FAMILY LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0001133960 IRS NUMBER: 020511436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 155 FLEET STREET CITY: PORTSMOUTH STATE: NH ZIP: 03801 MAIL ADDRESS: STREET 1: 155 FLEET STREET CITY: PORTSMOUTH STATE: NH ZIP: 03801 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOTTOMLINE TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0001073349 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020433924 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57585 FILM NUMBER: 03557244 BUSINESS ADDRESS: STREET 1: 155 FLEET ST CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 6034360700 MAIL ADDRESS: STREET 1: 155 FLEET ST CITY: PORTSMOUTH STATE: NH ZIP: 03801 SC 13G/A 1 dsc13ga.txt AMENDMENT #3 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ================================================================================ SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3) Bottomline Technologies (de), Inc ------------------------------------------------------ (Name of Issuer) Common Stock, par value $.001 per share ------------------------------------------------------ (Title of Class of Securities) 101388106 ------------------------------ (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [X] Rule 13d-1(d) CUSIP NO.101388106 13G Page 2 of 9 Pages - -------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification No. of Above Persons (Entities Only) McGurl Family Limited Partnership 020511436 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware, United States of America - -------------------------------------------------------------------------------- 5. Sole Voting Power NUMBER OF 1,218,750 shares (1) SHARES ------------------------------------------------------------- BENEFICIALLY 6. Shared Voting Power OWNED BY 0 shares EACH ------------------------------------------------------------- REPORTING 7. Sole Dispositive Power PERSON 1,218,750 shares(1) WITH ------------------------------------------------------------- 8. Shared Dispositive Power 0 shares - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by each Reporting Person 1,218,750 shares - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount of Row (9) Excludes Certain Shares* [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 7.8% - -------------------------------------------------------------------------------- 12. Type of Reporting Person* PN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT (1) As exercised by its General Partner, McGurl Management, Inc. Mr. Daniel M. McGurl is President of McGurl Management, Inc. - -------------------------------------------------------------------------------- CUSIP NO. 101388106 13G Page 3 of 9 Pages - -------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification No. of Above Persons (Entities Only) McGurl Management, Inc. 020511434 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware, United States of America - -------------------------------------------------------------------------------- 5. Sole Voting Power NUMBER OF 0 shares SHARES ------------------------------------------------------------- BENEFICIALLY 6. Shared Voting Power OWNED BY 1,218,750 shares (1) EACH ------------------------------------------------------------- REPORTING 7. Sole Dispositive Power PERSON 0 shares WITH ------------------------------------------------------------- 8. Shared Dispositive Power 1,218,750 shares (1) - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,218,750 shares - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount of Row (9) Excludes Certain Shares* [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 7.8% - -------------------------------------------------------------------------------- 12. Type of Reporting Person* CO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT (1) Solely in its capacity as General Partner of McGurl Family Limited Partnership. Mr. Daniel M. McGurl is President of McGurl Management, Inc. CUSIP NO. 101388106 13G Page 4 of 9 Pages - -------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification No. of Above Persons (Entities Only) Daniel M. McGurl - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- 5. Sole Voting Power NUMBER OF 198,751 shares SHARES ------------------------------------------------------------- BENEFICIALLY 6. Shared Voting Power OWNED BY 1,218,750 shares (1) EACH ------------------------------------------------------------- REPORTING 7. Sole Dispositive Power PERSON 198,751 shares WITH ------------------------------------------------------------- 8. Shared Dispositive Power 1,218,750 shares (1) - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by each Reporting Person 1,417,501 shares (Consists of the following: (a) 1,218,750 shares of Common Stock subject to an Agreement of Limited Partnership of McGurl Family Limited Partnership and (b) 198,751 shares of Common Stock which Mr. McGurl has the right to acquire within 60 days of December 31, 2002 upon the exercise of options). - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount of Row (9) Excludes Certain Shares* [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 9.0% - -------------------------------------------------------------------------------- 12. Type of Reporting Person* IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT (1) Solely in its capacity as General Partner of McGurl Family Limited Partnership. Mr. Daniel M. McGurl is President of McGurl Management, Inc. CUSIP No. 101388106 13G Page 5 of 9 Pages Item 1(a). Name of Issuer: -------------- Bottomline Technologies (de), Inc. Item 1(b). Address of Issuer's Principal Executive Offices: ----------------------------------------------- 325 Corporate Drive, Portsmouth, New Hampshire 03801 Item 2(a). Name of Person Filing: --------------------- Pursuant to Rule 13d-5(b)(1) of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended (the "Act"), the undersigned hereby file this Schedule 13G Statement on behalf of McGurl Family Limited Partnership, a Delaware limited partnership, McGurl Management, Inc., a Delaware corporation and General Partner of McGurl Family Limited Partnership, and Daniel M. McGurl, President of McGurl Management, Inc. Such person and entities are sometimes hereinafter referred to as the "Reporting Persons." The Reporting Persons are making this single, joint filing because they may be deemed to constitute a "group" within the meaning of Section 13(d)(3) of the Act, although neither the fact of this filing nor anything contained herein shall be deemed to be an admission by the Reporting Persons that a group exists. Item 2(b). Address of Principal Business Office or, if None, Residence: ----------------------------------------------------------- 325 Corporate Drive, Portsmouth, New Hampshire 03801 Attention: Daniel M. McGurl Item 2(c). Citizenship: ----------- See cover pages hereto. Item 2(d). Title of Class of Securities: ---------------------------- Common Stock, par value $.001 per share Item 2(e). CUSIP Number: ------------ 101388106 Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is: Inapplicable Item 4. Ownership:* - ------------------------------ *As of December 31, 2002 CUSIP No. 101388106 13G Page 6 of 9 Pages Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. I McGurl Family Limited Partnership: (a) Amount Beneficially owned: 1,218,750 (b) Percent of class: 7.8% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,218,750 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 1,218,750 (iv) Shared power to dispose or to direct the disposition of: 0 II McGurl Management, Inc.: (a) Amount Beneficially owned: 1,218,750 (b) Percent of class: 7.8% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 1,218,750 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 1,218,750 III Daniel M. McGurl: (a) Amount Beneficially owned: 1,417,501 Consists of the following: (a) 1,218,750 shares of Common Stock subject to an Agreement of Limited Partnership of McGurl Family Limited Partnership and (b) 198,751 shares of Common Stock which Mr. McGurl has the right to acquire within 60 days of December 31, 2002 upon the exercise of options. (b) Percent of class: 9.0% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 198,751 (ii) Shared power to vote or to direct the vote: 1,218,750 CUSIP No. 101388106 13G Page 7 of 9 Pages (iii) Sole power to dispose or to direct the disposition of: 198,751 (iv) Shared power to dispose or to direct the disposition of: 1,218,750 Item 5. Ownership of Five Percent or Less of a Class: Inapplicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: Inapplicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: Inapplicable Item 8. Identification and Classification of Members of the Group: This Schedule 13G Statement is being filed on behalf of each of the Reporting Persons pursuant to Rules 13d-5(b)(1) and 13d-1(k)(1). The agreement required by Rule 13d-1(k)(1) is attached hereto as Exhibit A. Item 9. Notice of Dissolution of a Group: Inapplicable Item 10. Certifications: McGurl Family Limited Partnership and McGurl Management, Inc.: By signing below, the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 101388106 13G Page 8 of 9 Pages SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 13, 2003 ----------------------------------- McGurl Family Limited Partnership, a Delaware Limited Partnership By: McGurl Management, Inc., General Partner By: /s/ Daniel M. McGurl -------------------- Its: President McGurl Management, Inc., a Delaware Corporation By: /s/ Daniel M. McGurl -------------------- Daniel M. McGurl President Daniel M. McGurl By: /s/ Daniel M. McGurl -------------------- Daniel M. McGurl CUSIP No. 101388106 13G Page 9 of 9 Pages EXHIBIT A Pursuant to Rule 13d-1(k)(1) of the General Rules and Regulations of the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended, the undersigned agree that the statement to which this Exhibit is attached is filed on behalf of them in the capacities set forth below. Dated: February 13, 2003 McGurl Family Limited Partnership, a Delaware Limited Partnership By: McGurl Management, Inc., General Partner By: /s/ Daniel M. McGurl -------------------- Its: President McGurl Management, Inc., a Delaware Corporation By: /s/ Daniel M. McGurl -------------------- Daniel M. McGurl President By: /s/ Daniel M. McGurl -------------------- Daniel M. McGurl -----END PRIVACY-ENHANCED MESSAGE-----